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FINRA Awards for Dennis C. Cronin

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0415009/19/2012Claimant(s): Frederick Blanchard
Claimant Lawyers(s): John T. Martin
Respondent(s): Bostonia Global Securities
Respondent Lawyers(s): Joseph P. Lombardo
Arbitrator(s): Chesley Oriel, Dennis M. Cronin, Susan E. Maloney
Hearing Site: Boston, MA
08-0073302/05/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): David Ward
Respondent(s): Timothy McNamara
Respondent Lawyers(s): Roger S. Davis
Arbitrator(s): Sandor I. Rabkin, Dennis M. Cronin, Charles A. Goglia
Hearing Site: Boston, MA
07-0343907/02/2008Claimant(s): James Kelly
Claimant Lawyers(s): Partha P. Chattoraj
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Dennis C. Cronin, David S. Billet, Madelon M. Rosenfeld
Hearing Site: New York, NY

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