FINRA Awards for A.G. Edwards & Sons.

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Displaying 21-25 out of 25 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
05-01209	11/20/2007	Claimant(s): Tania Appell Claimant Lawyers(s): Debra A. Opri Respondent(s): John Lee, A.G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Harris E. Kershnar, J. Jean Elliott, Michael Charles Doland Hearing Site: Los Angeles, CA
06-01430	10/26/2007	Claimant(s): Anthony Tango Claimant Lawyers(s): Mitchell H. Cobert Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Harry D. Frisch, Joseph B. Russell, Howard W. Hirschhorn Hearing Site: Newark, NJ
06-03661	10/04/2007	Claimant(s): Claimant Lawyers(s): Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., A.G. Edwards & Sons., Victor DiVietro Respondent Lawyers(s): Marc S. Dobin, Maria V. Martin Arbitrator(s): Colleen Grace, Martin Salzman, John Hughes Verchot Hearing Site: Tampa, FL
06-03674	10/04/2007	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Andrew J. Shapren Respondent(s): A.G. Edwards & Sons., Victor DiVietro Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Hearing Site: Tampa, FL
06-00281	08/06/2007	Claimant(s): Elizabeth Purcell Claimant Lawyers(s): Michael B. Roche Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Stuart M. Widman, Jeffrey W. Finke, Irving A. Chesler Hearing Site: Chicago, IL