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FINRA Awards for George Pinckney Shingler

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0244809/06/2023Claimant(s): Amy Zachery
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): George Pinckney Shingler
Hearing Site: Atlanta, GA
19-0039105/18/2022Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael F Braun
Respondent(s): Bruce Smith
Respondent Lawyers(s): Ashley C. Brown
Arbitrator(s): George Pinckney Shingler, Judith Cochrane Loomis, Shaquana Ellison
Hearing Site: Atlanta, GA
20-0056910/01/2021Claimant(s): Amherst Pierpont Securities
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Keith Wakefield
Respondent Lawyers(s): Keith Wakefield
Arbitrator(s): George Pinckney Shingler
Hearing Site: Atlanta, GA

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