| 10-02308 | 05/26/2011 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Julie H. Firestone
Respondent(s): Brett Bauer
Respondent Lawyers(s): Brett Bauer
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
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| 09-02724 | 04/20/2011 | Claimant(s): Shelby Rothman
Claimant Lawyers(s): William K. Brewer
Respondent(s): Opinder Marwah, Woodbury Financial Services.
Respondent Lawyers(s): Martin S. Chester
Arbitrator(s): Suzanne Viau Chamberlain, Robert Bruce MacDonald, John W. Garman
Hearing Site: Los Angeles, CA
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| 09-03477 | 06/17/2010 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Martin S. Chester
Respondent(s): Michael Dagnan
Respondent Lawyers(s): Michael Asher Dagnan
Arbitrator(s): Ronald G. Johnson
Hearing Site: Dallas, TX
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| 09-02516 | 10/12/2009 | Claimant(s): Kenneth Cherrier
Claimant Lawyers(s): Terrence J. Fleming
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Irene E. Bassock
Arbitrator(s): James A. Lundberg, Loyall E. Wilson, Donald Ray McNeil
Hearing Site: Minneapolis, MN
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| 08-00948 | 12/23/2008 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Jeffrey D. Hedlund
Respondent(s): Mark Islas, Mayra Angulo
Respondent Lawyers(s): Bruce R. Heurlin
Arbitrator(s): Victor B. Taube, Gary L. Freeman, Ralph H. Martin
Hearing Site: Phoenix, AZ
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| 07-00265 | 10/26/2007 | Claimant(s): Heather Asbell
Claimant Lawyers(s): Jonathan Jackson Pledger
Respondent(s): W. O'Rear, Woodbury Financial Services.
Respondent Lawyers(s): Jane Crisp, Paul A. Fischer
Arbitrator(s): John C. West
Hearing Site: Nashville, TN
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| 06-04487 | 08/10/2007 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Jeffrey D. Hedlund
Respondent(s): David Bellinger
Respondent Lawyers(s): Jeffrey R. Martin
Arbitrator(s): William S. Tagerman, Stephen Z. Frank, Susan Lauder Stewart
Hearing Site: Boston, MA
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