FINRA Awards for Esq.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01370	09/02/2016	Claimant(s): Walter Kukowski Claimant Lawyers(s): Robert Knuts Respondent(s): Wells Fargo Advisors, PNC Investments LLC Respondent Lawyers(s): Demain J. Betz, Gary J. Lieberman Arbitrator(s): Patrick R. Westerkamp, Esq. Hearing Site: Newark, NJ
15-01393	04/08/2016	Claimant(s): Amr Aboulmagd Claimant Lawyers(s): Amr Mostafa Aboulmagd Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jeffrey A. Sturgeon Arbitrator(s): Patrick R. Westerkamp, Esq. Hearing Site: Philadelphia, PA
13-03131	01/15/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Megan M. Christensen Respondent(s): Steve Marciniak Respondent Lawyers(s): David A. Gehn Arbitrator(s): Gordon M. Wase, John Joseph Borzi, Patrick R. Westerkamp, Esq. Hearing Site: Philadelphia, PA
12-00862	07/29/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Megan Marmion Christensen Respondent(s): Todd Leonhardt Respondent Lawyers(s): Dennis J. Smith Arbitrator(s): Alan Shaw, Patrick R. Westerkamp, Esq., Edward James O'Dowd Hearing Site: Newark, NJ
11-02680	10/18/2012	Claimant(s): Saundra Genoni Claimant Lawyers(s): John E. MacDonald Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas Durkin Respondent Lawyers(s): Amy M. Fritsky Arbitrator(s): Mark H. Stein, Patrick R. Westerkamp, Esq., Timothy James Potero Hearing Site: Philadelphia, PA