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FINRA Awards for Gregg W. Marsano

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0459204/29/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s): Jeffrey Wescott
Respondent Lawyers(s): Darrell J. Graham
Arbitrator(s): Leon Fox, Thomas H. Stone, David M. Zimberoff
Hearing Site: Chicago, IL
11-0059112/13/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s): Whitney Kenter
Respondent Lawyers(s): Darrell J. Graham
Arbitrator(s): Albert J. Haller, R. Phillip Reed, David J. Bokal
Hearing Site: St. Louis, MO
11-0227103/09/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Maryanne M. Esser
Hearing Site: Dallas, TX
10-0198307/15/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): George A. Sellnau
Hearing Site: Dallas, TX
10-0335812/07/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s): David Bredenburg
Respondent Lawyers(s): David Bredenburg
Arbitrator(s): Peter B. Vaden
Hearing Site: Baltimore, MD
10-0217911/03/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s): Carolyn Haik
Respondent Lawyers(s): Carolyn J. Haik
Arbitrator(s): Herb Schwartz
Hearing Site: Honolulu, HI

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