Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00553 | 10/07/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Roman Reed, Victor Barrionuevo Respondent Lawyers(s): Paul D. Flack Arbitrator(s): Thomas A. Cipolla, Bertrand C. Moser, Marjorie C. Johnson Hearing Site: Houston, TX | ||
| 12-01859 | 10/16/2013 | Claimant(s): Joan Teachworth, Walter Teachworth Claimant Lawyers(s): Mark C. Watler Respondent(s): Charles Schwab & Co.., Charles Schwab Investment Management, Respondent Lawyers(s): Michael West Arbitrator(s): Mary Ann Tunick, Thomas A. Cipolla, Raymond C. Kerr Hearing Site: Houston, TX | Expungement |