| 19-02063 | 06/29/2020 | Claimant(s): Peter Neuberg
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Bryan David Glass, Jay Alan Kranis, Ron Greenfield
Hearing Site: Newark, NJ
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| 15-03079 | 10/11/2018 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Brandon Riley
Respondent(s): Gabriel Block
Respondent Lawyers(s): Gabriel Block
Arbitrator(s): Richard D. Chusid, Neal D. Baker, Bryan David Glass
Hearing Site: New York, NY
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| 12-01869 | 08/05/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Keith Sequeira
Respondent Lawyers(s): Keith Patrick Sequeira
Arbitrator(s): Thomas J. Hanrahan, Sam Antar, Bryan David Glass
Hearing Site: Newark, NJ
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| 12-01412 | 11/26/2013 | Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Robert Ainbinder
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Jerry P. DeNigris, Linda J. Baer, Bryan David Glass
Hearing Site: Newark, NJ
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| 10-01344 | 06/23/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): Elliott Wislar
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): Greg Plifka, Bertrand M. Lanchner, Bryan David Glass
Hearing Site: Newark, NJ
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