FINRA Awards for W. D. Masterson

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01934	11/25/2022	Claimant(s): Jack Thomas Claimant Lawyers(s): W. D. Masterson Respondent(s): USAA Investment Services Company Respondent Lawyers(s): David W. Erb Arbitrator(s): James W. Kerr, John Kenneth Popham, Brian Patrick Ashley Hearing Site: Dallas, TX
21-01984	10/14/2022	Claimant(s): Alice Sundberg Claimant Lawyers(s): W. D. Masterson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christopher S. Koller Arbitrator(s): John Kenneth Popham, James Ellis, John Martin Lynch Hearing Site: Dallas, TX
14-00381	08/04/2016	Claimant(s): Joel Marius Claimant Lawyers(s): W. D. Masterson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX
10-02667	03/05/2012	Claimant(s): Ravinder Jain Claimant Lawyers(s): W. D. Masterson Respondent(s): Cambridge Legacy Securities L.L.C. Respondent Lawyers(s): John W. Mahoney Arbitrator(s): Robert C. Denenberg, Robert L. Chisolm, Dineo Coleman Gary Hearing Site: Dallas, TX