FINRA Awards for John D. Stewart

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03591	04/02/2019	Claimant(s): Mark Miller Claimant Lawyers(s): John D. Stewart Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL
18-00971	09/21/2018	Claimant(s): Robert Debbs Claimant Lawyers(s): John D. Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Robert Lawrence Ostrov Hearing Site: Boca Raton, FL
17-00853	02/12/2018	Claimant(s): Craig Price Claimant Lawyers(s): John D. Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Frederick P. Hartman, Richard W. Epstein, Gilbert A. Schnirman Hearing Site: Boca Raton, FL
17-00893	10/11/2017	Claimant(s): Matthew Shafer Claimant Lawyers(s): John D. Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): David G. Pittinos, Richard S. Herman, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL