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FINRA Awards for George D. Fagan

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0053601/07/2022Claimant(s): Richard Hellberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
20-0143107/26/2021Claimant(s): Steven Boyd
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Avery B. Goodman
Hearing Site: Des Moines, IA
20-0278207/20/2021Claimant(s): Jeffrey Segelke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Howard R. Gaines
Hearing Site: Salt Lake City, UT
20-0279105/21/2021Claimant(s): Kathie Okun
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
17-0295306/06/2018Claimant(s): Michael Butterworth
Claimant Lawyers(s): Edwin L. Stock
Respondent(s): Equity Services., Hornor, Townsend & Kent., MML Investors Services
Respondent Lawyers(s): Derek C. Anderson, George D. Fagan, Julie E. Ravis
Arbitrator(s): Louis H. Miron, Edward Blumstein, Glenn J. Hansen
Hearing Site: Wilmington, DE

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