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FINRA Awards for John C. Yeoman

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0190211/16/2012Claimant(s): Yieldquest Securities
Claimant Lawyers(s): Simon Miller
Respondent(s): David Summers, Joseph Patire, Morgan Keegan & Company., William Nelson
Respondent Lawyers(s): Charles M. Dalziel, Shea O'Brien Hicks
Arbitrator(s): John C. Yeoman, Philip Michael Moran, Nicholas John Reiter
Hearing Site: Atlanta, GA
11-0196505/18/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Kip Mack
Respondent Lawyers(s): Kip Mack
Arbitrator(s): John C. Yeoman
Hearing Site: Atlanta, GA
06-0075608/23/2007Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Dan S. McDevitt
Respondent(s): Gregory Fisher
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Perry Lee Taylor, John C. Yeoman, Ronelle W. Genser
Hearing Site: Atlanta, GA

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