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FINRA Awards for Miguel A. Lopez

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0119002/08/2019Claimant(s): Sunrise Brokers LLC
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Michael Goodall, Bay Crest Partners
Respondent Lawyers(s): Kenneth J. Rubinstein
Arbitrator(s): Jill I. Gross, Natalie Jennifer Bordeaux, Cyrus Amini
Hearing Site: New York, NY
16-0330007/30/2018Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Gregg Weinstein
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David I. Goldblatt, Jay Alan Kranis, Henry Nguyen
Hearing Site: New York, NY

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