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FINRA Awards for Andrew Joseph Donovan

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0248008/11/2021Claimant(s): Frederick Williams
Claimant Lawyers(s): Daniel Scott Furst
Respondent(s): Richard Giles, GFI Securities LLC
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Andrew Joseph Donovan, Mitchell Regenbogen, James Stanley Kozera
Hearing Site: New York, NY
13-0255212/08/2014Claimant(s): Maria Lipton
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Juan Larrain, Morgan Stanley
Respondent Lawyers(s): Gerard A. Riso, Tracy L. Gerber
Arbitrator(s): Daniel Robbins, Regina Irena Arnold Mullen, Andrew Joseph Donovan
Hearing Site: New York, NY

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