FINRA Awards for Dawson James Securities.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02031	04/05/2022	Claimant(s): Paul DiPietro Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Dawson James Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL
20-02464	07/02/2021	Claimant(s): David Weinstein Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Dawson James Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
18-00450	10/18/2018	Claimant(s): Sean Mollard Claimant Lawyers(s): Joshua F. Bautz Respondent(s): Dawson James Securities. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
10-05118	07/14/2011	Claimant(s): Dawson James Securities. Claimant Lawyers(s): Albert Poliak Respondent(s): Steven Sadicario Respondent Lawyers(s): Steven Lawrence Sadicario Arbitrator(s): Lawrence Goldberg Hearing Site: Boca Raton, FL
10-00923	08/19/2010	Claimant(s): Dawson James Securities. Claimant Lawyers(s): Albert J. Poliak Respondent(s): Respondent Lawyers(s): Arbitrator(s): Myron E. Levenson Hearing Site: Boca Raton, FL
08-01545	11/10/2008	Claimant(s): Dawson James Securities. Claimant Lawyers(s): Monique MacLaren Respondent(s): Chanchal Mehta Respondent Lawyers(s): Chanchal Mehta Arbitrator(s): Ronald H. Walton Hearing Site: Boca Raton, FL
08-01546	10/22/2008	Claimant(s): Dawson James Securities. Claimant Lawyers(s): Albert J. Poliak Respondent(s): Joseph Galbo Respondent Lawyers(s): Steven M. Selz Arbitrator(s): Lionel P. Greenbaum Hearing Site: Boca Raton, FL