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FINRA Awards for Tina E. Patterson

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0281901/26/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): J. Burke McCormick
Respondent(s): Patrick Moriarty
Respondent Lawyers(s): Patrick Joseph Moriarty
Arbitrator(s): Tina E. Patterson
Hearing Site: Baltimore, MD
14-0014703/04/2015Claimant(s): Thomas Kelly
Claimant Lawyers(s): Timothy Feil
Respondent(s): Frank Sliwinski
Respondent Lawyers(s): Frank Sliwinski
Arbitrator(s): C. Gregory Ellison, Brenda J. Stovall, Tina E. Patterson
Hearing Site: Baltimore, MD
Expungement
12-0343312/23/2014Claimant(s): Scott Mccaskill
Claimant Lawyers(s): David J. Cosgrove
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Douglas Earl McLaren, Ezio E. Borchini, Tina E. Patterson
Hearing Site: Baltimore, MD
13-0117711/01/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Robert Deane
Respondent Lawyers(s): Robert Searles Deane
Arbitrator(s): Tina E. Patterson
Hearing Site: Baltimore, MD

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