Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02776 | 05/19/2021 | Claimant(s): Gordon Wollman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Daniel M. Yamshon Hearing Site: Rapid City, SD | ||
| 20-03174 | 03/15/2021 | Claimant(s): David Donat Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Peter H. Daly Hearing Site: Rapid City, SD | ||
| 16-03365 | 03/01/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): Jeremiah Charlson Respondent Lawyers(s): Jeremiah Jens Charlson Arbitrator(s): Thomas F. Mahoney Hearing Site: Rapid City, SD | ||
| 14-01145 | 11/13/2014 | Claimant(s): David Hillard Claimant Lawyers(s): Rodney J. Heggy Respondent(s): John Hilliard, Sue Hauff Respondent Lawyers(s): John E. Hilliard, Sue Hauff Arbitrator(s): Jerry D. Mc Cormack, Arthur Richard Tow, Danielle L. Anderson Hearing Site: Rapid City, SD | Expungement | |
| 09-04841 | 02/02/2010 | Claimant(s): Variable Investment Advisors. Claimant Lawyers(s): Gregory S. Wilson Respondent(s): Cynthia Stevens-Montgomery Respondent Lawyers(s): Cynthia Marie Stevens-Montgomery Arbitrator(s): John W. MacKimm Hearing Site: Rapid City, SD |