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FINRA Awards for Edward W. Morris

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Displaying 41-47 out of 47 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0147409/27/2013Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Kola Agbaje
Respondent Lawyers(s): Kola Abdulrahman Agbaje
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
12-0346409/03/2013Claimant(s): Lawrence Stavitski, Michael Halen, Peter Doyle, Raymond Doyle, Samuel Suhaka
Claimant Lawyers(s): Robyn Gnudi Kalocsay
Respondent(s): Randolph Hill
Respondent Lawyers(s): Christopher Albanese
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
12-0400806/20/2013Claimant(s): Anthony Toto
Claimant Lawyers(s): Anthony R. Toto
Respondent(s): PNC Investments
Respondent Lawyers(s): Heather A. Pierce
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
11-0141401/18/2012Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Norman L. Tolle
Arbitrator(s): Edward W. Morris, Frank Masi, Paul Allan Massaro
Hearing Site: Newark, NJ
09-0227807/01/2011Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Anthony Orefice
Respondent Lawyers(s): Robert D. Kraus
Arbitrator(s): James M. Baumann, Patrick J. Howley, Edward W. Morris
Hearing Site: New York, NY
09-0415012/02/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Jerry Czin
Respondent Lawyers(s): Joseph P. Paranac
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
07-0360312/30/2008Claimant(s): James Apostle
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): John J. Lynch, Louis H. Miron, Edward W. Morris
Hearing Site: Newark, NJ

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