FINRA Awards for Richard J. Stall

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Displaying 11-13 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-02274	03/20/2008	Claimant(s): James Valentine Claimant Lawyers(s): Sylvia M. Scott Respondent(s): James Lundy, Jeffrey Jones, Karen Brandenburg, Matthew Boutte, Peter Carr, Sharon Boutte, The Kenneth Lynn Boutte Family Trust Respondent Lawyers(s): D. Elizabeth Wills, James L. Lundy, Jeffrey F. Jones, Karen A. Brandenburg, Peter J. Carr Arbitrator(s): Richard J. Stall, Kirtley M. Thiesmeyer, Russell T. Doe Hearing Site: Los Angeles, CA		Expungement
06-05370	10/11/2007	Claimant(s): Richard Case Claimant Lawyers(s): William Lindsley Respondent(s): Wachovia Securities, Terry Chase Respondent Lawyers(s): Eric M. Steinert, G. Thomas Fleming Arbitrator(s): Bert Levy, Richard J. Stall, Barton J. Brewer Hearing Site: Los Angeles, CA
06-05354	08/14/2007	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Nelvine Ocampo Respondent Lawyers(s): Irving M. Einhorn Arbitrator(s): Richard J. Stall, Norman Cousins Sasamori, Randall N. Kirk Hearing Site: Los Angeles, CA