FINRA Awards for Michael H. Ference

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01364	06/03/2024	Claimant(s): Marinos Ballas Claimant Lawyers(s): Michael H. Ference Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
09-04797	02/29/2012	Claimant(s): Cutler Group, DC Trading Partners L.L.C., Everest Trading, MOG Capital L.L.C., Vtrader Pro Claimant Lawyers(s): Martin P. Russo Respondent(s): Joseph Pires, Kellogg Capital Group LLC, Kellogg Capital Markets, US Clearing Corp Respondent Lawyers(s): George Brunelle, Michael H. Ference Arbitrator(s): Douglas F. Stone, Christina Kallas, Sam Antar Hearing Site: New York, NY
08-00449	05/20/2009	Claimant(s): Gordon Levey Claimant Lawyers(s): Michael Schwartzberg Respondent(s): Barret Naylor, Douglas Lowey, Brownstone Investment Group Respondent Lawyers(s): Eric B. Fisher, Michael H. Ference Arbitrator(s): Hugh N. Fryer, Peter A. Goldman, Michael F. Spellman Hearing Site: New York, NY
08-00969	10/17/2008	Claimant(s): Aegis Capital Corp. Claimant Lawyers(s): Michael H. Ference Respondent(s): Munir Mrkulic Respondent Lawyers(s): Munir Henry Mrkulic Arbitrator(s): Judith E. Gross Hearing Site: New York, NY