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FINRA Awards for Susan Poder MacFarlane

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0005509/04/2013Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, Lynn Carole Bellamy, John David Morgan
Hearing Site: Baltimore, MD
Expungement
10-0490805/04/2011Claimant(s): Stamford Niou
Claimant Lawyers(s): Susan Poder MacFarlane
Respondent(s): Howard Hardin, Laurie Hardin
Respondent Lawyers(s): Mark J. Krudys
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
Expungement

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