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FINRA Awards for James A. Bush

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0142908/21/2019Claimant(s): Harry Paez
Claimant Lawyers(s): Harry Paez
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): James A. Bush, John M Wilson, Thomas L. Marshall
Hearing Site: San Diego, CA
10-0080104/04/2012Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Samuel E. Endicott
Respondent(s): David Chapman, Paul Clayton, Sheri Chapman, Sherry West, EPWM Group.
Respondent Lawyers(s): Brian S. Harnikorate Officer, Michael P. McCloskey, Michael T. Conway
Arbitrator(s): Harvey C. Flodin, Guenter S. Cohn, James A. Bush
Hearing Site: San Diego, CA

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