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FINRA Awards for Bruce Guarino

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0269609/08/2023Claimant(s): Richard Reynolds
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Gruntal & Co., L.L.C., Rockwell Global Capital LLC
Respondent Lawyers(s): Bruce Guarino, Donald N. Cohen
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
10-0032912/07/2012Claimant(s): Nations Financial Group.
Claimant Lawyers(s): William T McCartan
Respondent(s): Bruce Guarino, Clifford Morgan
Respondent Lawyers(s): Clifford Todd Morgan, Robert M. Bursky
Arbitrator(s): Clarence Smith
Hearing Site: New York, NY

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