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FINRA Awards for Melissa Gworek

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0297508/27/2020Claimant(s): Patricia Anderson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa Gworek
Arbitrator(s): Michael F. Jordan
Hearing Site: Milwaukee, WI
19-0328707/21/2020Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa Gworek
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
19-0328507/09/2020Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa Gworek
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
19-0219506/23/2020Claimant(s): Ralph Marra
Claimant Lawyers(s): Nancy L Hendrickson
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Andrew Gelfand, Melissa Gworek
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
19-0328305/26/2020Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa Gworek
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ

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