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FINRA Awards for Ciana Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0335110/28/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc.
Claimant Lawyers(s): Ciana Williams
Respondent(s): Janice Johnston
Respondent Lawyers(s): W. Asa Hutchinson
Arbitrator(s): J. Maxwell Williams
Hearing Site: Little Rock, AR
11-0387005/01/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ciana Williams
Respondent(s): Bruce Katz
Respondent Lawyers(s): Bruce Benjamin Katz
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY

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