Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01332 | 09/17/2021 | Claimant(s): Chun Zhu Claimant Lawyers(s): Chun Mei (Ida) Zhu Respondent(s): Waddell & Reed Respondent Lawyers(s): Jeffrey D. Hanslick Arbitrator(s): Katherine Hendricks, William J. Bender, Craig Charles Beles Hearing Site: Seattle, WA | ||
| 20-02728 | 09/08/2021 | Claimant(s): Robin Naylor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A Pizelo Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 20-04013 | 06/21/2021 | Claimant(s): Douglas Donnelly Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 20-02502 | 06/01/2021 | Claimant(s): Melissa Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 19-02511 | 04/01/2020 | Claimant(s): Peter Covino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Craig Charles Beles Hearing Site: Boise, ID | ||
| 17-00550 | 09/29/2017 | Claimant(s): Mark Graham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 10-04720 | 08/05/2011 | Claimant(s): Paul Jarvis Claimant Lawyers(s): Paul Victor Jarvis Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Erin Davenport Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA |