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FINRA Awards for Justin A. Goldberg

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0026909/27/2012Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Maria Fernando
Respondent Lawyers(s): Maria Elena Fernando
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
12-0022705/25/2012Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Kevin Howard
Respondent Lawyers(s): D. Jonathan Hadaya
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA
09-0335311/16/2011Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Kevin Caputo
Respondent Lawyers(s): Kevin J. Caputo
Arbitrator(s): J. Jean Elliott, Edward J. Costello, Ronald D. Goldman
Hearing Site: Los Angeles, CA
10-0373401/28/2011Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Michael Bell
Respondent Lawyers(s): Michael S. Bell
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
09-0540712/06/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Joshua Cuff
Respondent Lawyers(s): Joshua Cuff
Arbitrator(s): David Paul Clark
Hearing Site: Richmond, VA
09-0336609/02/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Angela Roark
Respondent Lawyers(s): Angela M. Roark
Arbitrator(s): Bertrand C. Moser, Arno C. Schwethelm, Marjorie C. Johnson
Hearing Site: Houston, TX

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