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FINRA Awards for Heather B. Middleton

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0176407/27/2023Claimant(s): Michael Ohlemacher
Claimant Lawyers(s): Heather B. Middleton
Respondent(s): W&S Brokerage Services., Western and Southern Life Ins Company
Respondent Lawyers(s): Matthew C. Blickensderfer
Arbitrator(s): Sandra Franklin, Dandridge Floyd, David Robert Murray
Hearing Site: Detroit, MI
22-0156002/14/2023Claimant(s): David Hirsch
Claimant Lawyers(s): Heather B. Middleton
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
20-0232101/20/2021Claimant(s): ChoiceTrade
Claimant Lawyers(s): Neville Golvala
Respondent(s): Precision Securities
Respondent Lawyers(s): Heather B. Middleton
Arbitrator(s): Joel Levinson, John B. Myers, Joan Ellen Hoffman
Hearing Site: New York, NY

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