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FINRA Awards for Linda J. Baer

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Displaying 61-62 out of 62 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0445305/19/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher S. Koller
Respondent(s): Steven Mandala
Respondent Lawyers(s): Steven Michael Mandala
Arbitrator(s): Anne Wickham Boyle, Michelle Jacobowitz Gallagher, Linda J. Baer
Hearing Site: New York, NY
07-0351608/05/2009Claimant(s): Joseph Petrone
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Investacorp., Ladenburg Thalmann Financial Services LL
Respondent Lawyers(s): Mark J. Astarita, Michael J. Astarita
Arbitrator(s): Kip C. Lubcke, John R. Pepe, Linda J. Baer
Hearing Site: Newark, NJ

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