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FINRA Awards for Richard Edward Rassel

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0152301/24/2019Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle E. Fulton
Arbitrator(s): Stephen D Kursman, Patrick A. Guentner, Richard Edward Rassel
Hearing Site: Detroit, MI
15-0135711/11/2015Claimant(s): Dustin Leach
Claimant Lawyers(s): Nathaniel R. Wolf
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): D. Michael Kratchman, Patrick R. Sughroue, Richard Edward Rassel
Hearing Site: Detroit, MI

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