FINRA Awards for Kenneth J. Safran

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03478	08/10/2017	Claimant(s): Andrew Schade Claimant Lawyers(s): John A. Hubbard Respondent(s): Securities America. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): D. Michael Kratchman, Kenneth J. Safran, Erane C. Washington-Kendrick Hearing Site: Detroit, MI
10-00210	01/14/2011	Claimant(s): Paul Stanley Claimant Lawyers(s): Marc A. Goldman Respondent(s): Dennis Brown, Kimberly Liddell, Equitas America Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Peter S. Viviano, Kenneth J. Safran, Jonathan Edward Maire Hearing Site: Detroit, MI
08-00797	02/27/2009	Claimant(s): Robert W. Baird & Co. Incorporated Claimant Lawyers(s): Scott J. Vold Respondent(s): Christopher Ernvall, Morgan Stanley & Co., Larry Bluhm, Michele Vanderlinde Respondent Lawyers(s): Eric S. Richards, John A. Hubbard Arbitrator(s): Kenneth J. Safran, Chris D. Kontos, William M. Azkoul Hearing Site: Detroit, MI
06-04714	11/01/2007	Claimant(s): Allen Green, Donald Teboe, William Wright, A. Green Financial Group. Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): Robert Cargin, Regis Securities Corporation Respondent Lawyers(s): Robert K. Cargin Arbitrator(s): Harvey Frank, Kenneth J. Safran, Patrick A. Guentner Hearing Site: Detroit, MI