FINRA Awards for Larry N. Quinn

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-03015	01/30/2017	Claimant(s): Edward Butowsky Claimant Lawyers(s): Shauna Izadi Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lesley V. Tepper Arbitrator(s): Jeff Abrams, C. Sumpter Logan, Larry N. Quinn Hearing Site: Dallas, TX
15-01458	12/23/2015	Claimant(s): John Kever Claimant Lawyers(s): Susan A. Logsdon Respondent(s): Bailey Bryan Respondent Lawyers(s): Bailey Bryan Arbitrator(s): G. Maynard Green, Larry N. Quinn, Gerald Ray Waterston Hearing Site: Dallas, TX		Expungement
09-03976	06/24/2011	Claimant(s): First Command Bank, First Command Financial Planning., First Command Financial Services. Claimant Lawyers(s): Jeremy L. Harmon Respondent(s): Kenneth Davey Respondent Lawyers(s): Branden W. Sparks Arbitrator(s): Ann Blaess Kimball, Russell H Hairston, Larry N. Quinn Hearing Site: Dallas, TX
09-05259	03/23/2011	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John C. Steele Respondent(s): Mark Gardner Respondent Lawyers(s): Mark Steven Gardner Arbitrator(s): Bill H. Brister, G. Maynard Green, Larry N. Quinn Hearing Site: Dallas, TX
08-02010	05/26/2009	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Chris Rotan Respondent Lawyers(s): Dan McElroy Arbitrator(s): R. Dan Mitchell, James P. Kinkade, Larry N. Quinn Hearing Site: Dallas, TX