FINRA Awards for Herbert Leslie Greenberg

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-02670	08/22/2016	Claimant(s): Sean Hunter Claimant Lawyers(s): Sean S Hunter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Herbert Leslie Greenberg, Anthony D. DeToro, Noel Harvey Applebaum Hearing Site: Los Angeles, CA
12-02964	10/03/2014	Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Lawrence Digioia, Matthew Celenza Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): Herbert Leslie Greenberg, Theresa Y. Hu, Richard J. Stall Hearing Site: Los Angeles, CA
11-01351	01/04/2012	Claimant(s): William Brown Claimant Lawyers(s): Ronald G. Parker Respondent(s): Arrowhead Investment Center Respondent Lawyers(s): Richard C. Moore Arbitrator(s): Herbert Leslie Greenberg, James D. Knotter, Harold K. Hunt Hearing Site: Los Angeles, CA
06-03849	07/10/2009	Claimant(s): Barry Ross Claimant Lawyers(s): Harvey R. Friedman Respondent(s): Wachovia Securities Respondent Lawyers(s): Eric G. Wallis Arbitrator(s): Herbert Leslie Greenberg, Michael W. Burnett, George L. Tindall Hearing Site: Los Angeles, CA