FINRA Awards for Douglas W. Hyman

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Displaying 11-20 out of 21 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01958	04/19/2018	Claimant(s): Morgan Stanley Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Barry Connell Respondent Lawyers(s): Barry Franklin Connell Arbitrator(s): James M. Baumann, Efren Cleofe, Joseph H. Cerame Hearing Site: Newark, NJ
17-02572	04/12/2018	Claimant(s): Morgan Stanley Claimant Lawyers(s): Douglas W. Hyman Respondent(s): James Polese Respondent Lawyers(s): James S Polese Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA
16-01328	02/15/2018	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Note Hold Claimant Lawyers(s): Douglas W. Hyman Respondent(s): James Taylor Respondent Lawyers(s): James Crosby Taylor Arbitrator(s): Robert A. Dean, James L. Warren, John Andrew Johnson Hearing Site: Birmingham, AL
17-02405	01/10/2018	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Ellen Donnelly Respondent Lawyers(s): Ellen Jane Donnelly Arbitrator(s): Sam Antar Hearing Site: Newark, NJ
17-01802	11/01/2017	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Barry Connell Respondent Lawyers(s): Barry Franklin Connell Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ
16-03466	05/31/2017	Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Gregg Weiss Respondent Lawyers(s): Gregg Brian Weiss Arbitrator(s): Richard J. Kaplan Hearing Site: Boca Raton, FL
15-02049	05/27/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Jay Eurich Respondent Lawyers(s): Jay Todd Eurich Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL
14-03808	09/11/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Respondent Lawyers(s): Arbitrator(s): David Paul Clark Hearing Site: Washington, DC
14-00427	05/07/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Anthony Dutter Respondent Lawyers(s): Anthony Ryan Dutter Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL
12-02619	08/22/2014	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Douglas W. Hyman Respondent(s): James Dowd Respondent Lawyers(s): David A. Conti Arbitrator(s): Kelly M. Lonergan, Michael L. Letendre, James R. Collins Hearing Site: Boston, MA