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FINRA Awards for Todd A. Gutfleisch

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0317102/24/2021Claimant(s): Scott Eichel
Claimant Lawyers(s): Todd A. Gutfleisch
Respondent(s): NatWest Markets Securities Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Michael Jaffe, John K. Evans, Wallace Anthony Showman
Hearing Site: New York, NY
13-0016201/08/2014Claimant(s): Kenneth Karetnick
Claimant Lawyers(s): Todd A. Gutfleisch
Respondent(s): James Glickenhaus, Glickenhaus & Co., Steven Green
Respondent Lawyers(s): Alan I. Raylesberg
Arbitrator(s): Irwin Kahn, Nancy S. Gerber
Hearing Site: New York, NY
07-0112412/18/2007Claimant(s): Neil Snoep
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): J.P. Morgan Securities.
Respondent Lawyers(s): Todd A. Gutfleisch
Arbitrator(s): Gilbert F. Bach, Paul Schiffres, Michael S. Lazan
Hearing Site: New York, NY

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