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FINRA Awards for Roman S. Gribbs

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0161312/14/2010Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Joshua R. Pini
Respondent(s): Edward Walterhouse
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Howard Mark Klausmeier, Roman S. Gribbs, Phillip I. Levin
Hearing Site: Detroit, MI

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