| 12-03090 | 05/10/2013 | Claimant(s): Gunnallen Financial.
Claimant Lawyers(s): William J. Schifino
Respondent(s): Michael Guilfoyle
Respondent Lawyers(s): Michael Nicholas Guilfoyle
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 12-01555 | 11/08/2012 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): William J. Schifino
Respondent(s): Alfred Cali
Respondent Lawyers(s): Alfred Guy Cali
Arbitrator(s): Charles W. Lavender
Hearing Site: Tampa, FL
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| 08-00689 | 11/12/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jonathan Stewart
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Terry G. Cleaves, William H. Steinbrenner, Robert C. Werner
Hearing Site: Orlando, FL
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| 07-01995 | 09/05/2008 | Claimant(s): Mike Dalton
Claimant Lawyers(s): Mike Dalton
Respondent(s): GunnAllen Financial.
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Jerrold E. Slutzky, Neal J. Tourdo, Marshal H. Emerson
Hearing Site: Tampa, FL
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| 05-04554 | 03/24/2008 | Claimant(s): David McCoy, GunnAllen Holdings.
Claimant Lawyers(s): Richard A. Roth, William J. Schifino
Respondent(s): Bradley Fay, Donald Gunn, Richard Frueh, Richard Nummi, Gunnallen Financial., McCoy Rep Services.
Respondent Lawyers(s): Richard A. Roth, Robert W. Boos, William J. Schifino
Arbitrator(s): John Steve Azadian, William E. Nodine, Kenneth R. Starr
Hearing Site: Tampa, FL
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