Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00224 | 10/11/2017 | Claimant(s): James Everitt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Herbert Liberman Hearing Site: Boise, ID | ||
| 16-03328 | 07/20/2017 | Claimant(s): Shareholders Service Group. Claimant Lawyers(s): Jeffrey S. Kob Respondent(s): Jean Schott Respondent Lawyers(s): Matthew S. Rork Arbitrator(s): Herbert Liberman, Doris V. Knotter, Thomas L. Marshall Hearing Site: San Diego, CA | Expungement | |
| 15-01650 | 02/19/2016 | Claimant(s): Brian Alger Claimant Lawyers(s): Brian M. Alger Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Wedbush, Gary Wedbush, Shawn Keagy, Stephen Massocca Respondent Lawyers(s): John W. Stenson Arbitrator(s): Herbert Liberman Hearing Site: San Francisco, CA | ||
| 12-02699 | 01/14/2013 | Claimant(s): Douglas Bott Claimant Lawyers(s): Anna M. Rossi Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): Herbert Liberman Hearing Site: San Francisco, CA | ||
| 11-04380 | 07/13/2012 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Elyse W. Grant Respondent(s): Anissa Cooke Respondent Lawyers(s): Anissa Lynette Cooke Arbitrator(s): Herbert Liberman Hearing Site: San Francisco, CA |