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FINRA Awards for Michael Regina

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0277704/12/2017Claimant(s): Upinder Sharma
Claimant Lawyers(s): Upinder Kumar Sharma
Respondent(s): Michael Regina, Patrick Teutonico
Respondent Lawyers(s): Michael Anthony Regina, Patrick Nicholas Teutonico
Arbitrator(s): Jill I. Gross
Hearing Site: New York, NY
13-0057006/19/2015Claimant(s): Michael Regina, Patrick Teutonico
Claimant Lawyers(s): Michael Regina, Patrick Teutonico
Respondent(s): Matthew DiGregorio
Respondent Lawyers(s): Gus Michael Farinella
Arbitrator(s): Mark Hammaren, Cheryl H. Agris, Ann P. Bruch
Hearing Site: New York, NY
13-0309806/06/2014Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Michael Regina, Patrick Teutonico
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY

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