| 16-03327 | 07/14/2017 | Claimant(s): Morgan Stanley, Morgan Stanley SB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael McGraw
Respondent Lawyers(s): Michael James McGraw
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
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| 16-03086 | 03/20/2017 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Patrick Bennett
Respondent Lawyers(s): Patrick Glenn Bennett
Arbitrator(s): Ralph L. Jacobson
Hearing Site: San Francisco, CA
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| 15-03226 | 01/24/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Edward Levi
Respondent Lawyers(s): Edward Kelly Levi
Arbitrator(s): Robert A. Lombardi, Marvin B. Karelitz, W. Alex King
Hearing Site: Los Angeles, CA
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| 15-02809 | 11/29/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Darren Walton
Respondent Lawyers(s): Darren Thomas Walton
Arbitrator(s): Joseph Winter
Hearing Site: Los Angeles, CA
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| 13-02295 | 11/03/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Adam Boynton
Respondent Lawyers(s): Adam Christopher Boynton
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 15-01949 | 11/01/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jeffrey Wiseman
Respondent Lawyers(s): David Lefkowitz
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
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| 15-02864 | 08/05/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Karimah Karah
Respondent Lawyers(s): Robert Diskint
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
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| 15-00422 | 06/15/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Philip Bugay
Respondent Lawyers(s): Timothy J. Trager
Arbitrator(s): Marvin B. Karelitz, Steven J. Feldman, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
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| 14-03277 | 04/07/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Gary Polakoff
Respondent Lawyers(s): Sharron E. Ash
Arbitrator(s): Kenneth Andrew Klinko
Hearing Site: San Diego, CA
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| 15-00233 | 01/22/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): John Gannon
Respondent Lawyers(s): John F. Gannon
Arbitrator(s): Lester Friedman
Hearing Site: San Francisco, CA
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