| 15-00826 | 12/09/2015 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Matthew Miller
Respondent Lawyers(s): Matthew C. Miller
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
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| 13-00075 | 08/12/2014 | Claimant(s): Johnny Burris
Claimant Lawyers(s): Nicholas Woodfield
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Christopher P. Fisher
Arbitrator(s): Robert S. McConnell, Katherine M. Harmeyer, Brian L Evans
Hearing Site: Phoenix, AZ
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| 13-02334 | 07/14/2014 | Claimant(s): Jeffrey Smith, Joel Sheldon, Kozen Tsukamoto, Wayne Miiller
Claimant Lawyers(s): Wayne Ivan Miller
Respondent(s): J. Schultz, Longview Financial Group.
Respondent Lawyers(s): J. Stuart Schultz
Arbitrator(s): Katherine M. Harmeyer, Richard B. Bequette, Floyd Gerry Hoffman
Hearing Site: Phoenix, AZ
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| 12-02921 | 05/08/2013 | Claimant(s): Longview Financial Group.
Claimant Lawyers(s): Bruce A. Schoenberg
Respondent(s): Christopher Cushman, Tsarina Branyan
Respondent Lawyers(s): Christopher Robert Cushman, Tsarina Lau Branyan
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
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| 12-02192 | 12/20/2012 | Claimant(s): First Allied Securities.
Claimant Lawyers(s): Marion J. Vomhof
Respondent(s): Todd Fritz
Respondent Lawyers(s): Todd Allen Fritz
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
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| 08-01524 | 07/31/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas G. Stack
Respondent(s): Jeffrey Boettcher
Respondent Lawyers(s): Mark Chester
Arbitrator(s): Katherine M. Harmeyer, Douglas E. McArthur, Allan D. Breyer
Hearing Site: Phoenix, AZ
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