Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03763 | 02/12/2014 | Claimant(s): Laura Martin-Schwarzman Claimant Lawyers(s): Ronald S. Platt Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin W. Shaughnessy Arbitrator(s): Michael Todd Clements, John E. Sutton, Peter A. Portley Hearing Site: Boca Raton, FL | ||
| 06-02201 | 09/14/2007 | Claimant(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Patricia Sons Biswanger Respondent(s): James Montalto, James Weil Respondent Lawyers(s): Elise Schwarz Arbitrator(s): Nancy Plesser Wendell, Michael Todd Clements, Robert W. Kenter Hearing Site: New York, NY |