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FINRA Awards for Bernard A. Friedman

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0296408/03/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Robert Loftus
Respondent Lawyers(s): James Halter
Arbitrator(s): Joan Caridi, Ann C. Northern, Bernard A. Friedman
Hearing Site: New York, NY
11-0192207/25/2012Claimant(s): Suzanne Nitzberg
Claimant Lawyers(s): Suzanne H. Nitzberg
Respondent(s): HSBC Securities (Usa) Inc.
Respondent Lawyers(s): Jane H. Kauh
Arbitrator(s): Roger M. Deitz, Bernard A. Friedman, Kumar Atmakuri Ram
Hearing Site: New York, NY
08-0065306/04/2009Claimant(s): Matthew Eastwick
Claimant Lawyers(s): James A. Batson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ronald Minkoff
Arbitrator(s): Bernard A. Friedman, Leslie Ruth Nydick, Michael J. Contrastano
Hearing Site: New York, NY

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