Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01070 | 04/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): James Shoffner Respondent Lawyers(s): Martin M. Berliner Arbitrator(s): Samuel E. Wing, Marilyn R. Lewis, Melissa Kay Kondziolka Hearing Site: Denver, CO | ||
| 11-02340 | 09/13/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Michael Rooms Respondent Lawyers(s): Michael Antoine Rooms Arbitrator(s): Martin Mandel, Samuel E. Wing Hearing Site: Denver, CO | ||
| 11-02656 | 01/20/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Michael Deverich Respondent Lawyers(s): Michael Lee Deverich Arbitrator(s): Samuel E. Wing Hearing Site: Denver, CO | ||
| 09-02996 | 05/03/2010 | Claimant(s): Wedbush Morgan Securities Inc. Claimant Lawyers(s): Charles LaChaussee Respondent(s): Respondent Lawyers(s): Arbitrator(s): Samuel E. Wing Hearing Site: Denver, CO |