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FINRA Awards for Timm A. VerDuin

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0017306/17/2013Claimant(s): Brannan Vaughan
Claimant Lawyers(s): Timm A. VerDuin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
09-0274903/12/2010Claimant(s): Michael Banayan
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): Roberta Haft, Elizabeth A. Copley, Barton J. Brewer
Hearing Site: Los Angeles, CA

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