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FINRA Awards for Erika Deutsch Rotbart

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0258306/11/2021Claimant(s): Carnes Capital Corporation, Private Capital Management
Claimant Lawyers(s): Victor Bayata
Respondent(s): John Folz
Respondent Lawyers(s): Casey K. Weidenmiller
Arbitrator(s): Erika Deutsch Rotbart, Nofrey Matthew Fornaro, Montie J Labadie
Hearing Site: Boca Raton, FL
16-0316907/23/2019Claimant(s): Jeffrey Feld
Claimant Lawyers(s): Bradley P. Rothman
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Roy B. Gonas, Erika Deutsch Rotbart, Robert C. Harris
Hearing Site: Boca Raton, FL

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