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FINRA Awards for Barclays Capital Inc.

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Displaying 61-63 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0284802/18/2010Claimant(s): William Ortner
Claimant Lawyers(s): Jonathan S. Shapiro
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Michael G. Shannon, Linda R. Alpert, Kinchen C. Bizzell
Hearing Site: New York, NY
08-0414212/02/2009Claimant(s): Guya Rai
Claimant Lawyers(s): Noah A. Kinigstein
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Eliza A. Kaiser
Arbitrator(s): John N. Polakas, Aaron Tyk, William H. Morley
Hearing Site: New York, NY
07-0216509/23/2008Claimant(s): Amy Levenson
Claimant Lawyers(s): Anne C. Vladeck
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Denzil J. Klippel, Richard E. Lerner, Joshua Mark Zucker
Hearing Site: New York, NY

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