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FINRA Awards for Kenneth M. Felder

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0138910/29/2010Claimant(s): Olav Refvik
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jennifer Barrett
Arbitrator(s): Daniel B. Berkson, Kenneth M. Felder, Howard Breindel
Hearing Site: New York, NY
10-0156310/25/2010Claimant(s): Paul Scileppi
Claimant Lawyers(s): Paul Scileppi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): John A. Astorina, Kenneth M. Felder, Suzanne Amy Zalewski
Hearing Site: New York, NY
08-0182806/17/2009Claimant(s): Peter Tocco
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Walter J. Dowd.
Respondent Lawyers(s): Daniel C. Callaway
Arbitrator(s): Martin Jay Siegel, Kenneth M. Felder, Robert E. Holley
Hearing Site: New York, NY

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