| 08-01785 | 12/23/2008 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Kenneth Cusse
Respondent Lawyers(s): Kenneth L. Cusse
Arbitrator(s): Frank C. Fogl, David L. Hoffberg, Catherine Grantier Cooley
Hearing Site: Buffalo, NY
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| 07-02262 | 12/03/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Mark Adam
Respondent Lawyers(s): Jeffrey A. Sellers
Arbitrator(s): Anthony Vitanza, Gust D. Servis, Frederick N.C. Jerauld
Hearing Site: Buffalo, NY
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| 06-05309 | 06/12/2008 | Claimant(s): Roxanne Brooker
Claimant Lawyers(s): James G Brooker
Respondent(s): Anne Saeva, Chase Investment Services Corp., Paula Fritz
Respondent Lawyers(s): Carolyn G. Nussbaum
Arbitrator(s): Ralph L. Halpern, Karin A. Schlosser, Frederick N.C. Jerauld
Hearing Site: Buffalo, NY
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| 07-02050 | 06/12/2008 | Claimant(s): Roxanne Brooker
Claimant Lawyers(s): James G. Brooker
Respondent(s): Anne Saeva, Chase Investment Services Corp., Paula Fritz, Banc One Capital Holdings c/o J.P.M, J.P.Morgan Chase & Co., J.P.Morgan Chase Bank NA
Respondent Lawyers(s): Carolyn G Nussbaum, Carolyn G. Nussbaum
Arbitrator(s):
Hearing Site: Buffalo, NY
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| 06-04911 | 10/30/2007 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): James Demuynck
Respondent Lawyers(s): James Valere Demuynck
Arbitrator(s): AnnDrea M. Benson
Hearing Site: Buffalo, NY
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