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FINRA Awards for Edward M. Yennock

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0198112/23/2022Claimant(s): Robert Minikes
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Mizuho Securities USA LLC
Respondent Lawyers(s): Edward M. Yennock
Arbitrator(s): Dora M. Lassinger, Donald N. Cohen, Ernesto V. Luzzatto
Hearing Site: New York, NY
20-0229206/01/2021Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Edward M. Yennock
Respondent(s): Brendan Kammerer
Respondent Lawyers(s): Brendan Kammerer
Arbitrator(s): Arthur J. Giacomarra, James A. Wills, Janice Wilson Allegretto
Hearing Site: Boston, MA
16-0254506/08/2020Claimant(s): Pouya Lavian, Robert Decker, Scott Pedvis
Claimant Lawyers(s): Read McCaffrey
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edward M. Yennock
Arbitrator(s): Noel B. Berman, Nino Armienti, Steven Skulnik
Hearing Site: New York, NY

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